Additional documents, including Nova Scotia Cease Trade Orders, pertaining to a Defaulting Reporting Issuer may be found in Enforcement Proceedings.
|1608557 Ontario Inc.
||1a 1b 1c 1e 3
|1710 Holdings Ltd.
||1a 1b 3
|1763960 Nova Scotia Limited (ceased)(Grandview Golf & Country Club Limited
||1a 3 and 4
|Abacan Resource Corporation
|Aboriginal Global Investment Fund
|Adventure Electronics Inc.
|AFM Hospitality Corporation
||1a 1b 3
The list is generally updated on a weekly basis. Please refer to NSSC Policy 51-601.
The notation “In Default” indicates that the issuer has failed to comply with a requirement of Nova Scotia securities law as at April 23, 2014.
Companies will be placed on the Defaulting Reporting Issuers List for:
- Failure to file annual financial statements.
- Failure to file interim financial statements.
- Failure to file an annual or interim management’s discussion and analysis (MD&A) or an annual or interim management report of fund performance (MRFP).
- Failure to file an Annual Information Form (AIF).
- Failure to file a certification of annual or interim filings required by Multilateral Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings (MI 52-109).
- Failure to file required proxy materials or a required information circular.
- Failure to file an issuer profile supplement on the System for Electronic Disclosure by Insiders (SEDI).
- Failure to file a material change report.
- Failure to provide a written update after filing a confidential report of a material change.
- Failure to file a business acquisition report.
- Failure to file annual oil and gas disclosure prescribed by National Instrument 51-101 Standards of Disclosure of Oil and Gas Activities (NI 51-101) or technical reports for a mineral project required under NI 43-101 Standards of Disclosure for Mineral Projects (NI 43-101).
- Failure to file a mandatory news release.
- Failure to file corporate governance disclosure as required by national Instrument 58-101 Disclosure of Corporate Governance Practices (NI 58-101).
- failure to file audit committee disclosure as required by Multilateral Instrument 52-110 Audit Committees (MI 52-110) or BC Instrument 52-509 Audit Committees.
- Failure to include disclosure in an issuer’s MD&A relating to disclosure controls and procedures and their direct effectiveness that is referred to in a certificate filed under MI 52-109.
- Financial statements of the reporting issuer, or the auditors’ report accompanying the financial statements, do not comply with the requirements of NI 51-102 Continuous Disclosure Obligations (NI 51-102), National Instrument 81-106 Investment Fund Continuous Disclosure (NI 81-106) or National Instrument 52-107 Acceptable Accounting Principles, Auditing Standards and Reporting Currency (NI 52-107).
- The reporting issuer has acknowledged that its financial statements, or the auditors’ report accompanying the financial statements, may no longer be relied upon.
- The reporting issuer’s AIF, MD&A, MRFP, information circular, or business acquisition reports do not contain information for each of the content items required by NI 51-102 or NI 81-106.
- The reporting issuer’s technical disclosure or other reports do not comply with the disclosure requirements of NI 43-101 or 51-101.
- Failure to pay a fee required by the Act or the regulations.
- Failure to comply with any other requirement related to continuous disclosure.
Audrey BarkhouseTel: 424-5449
Corporate Finance Assistant Fax: 424-4625
22/07/2012, updated by NSSC Staff