||Cost Disclosure, Performance Reporting and Client Statements - FAQs and Additional Guidance as of February 27, 2014
|Notice and Request for Comment – NI 45-106
||Proposed Amendments to NI 45-106 Relating to the Accredited Investor and Maximum Amount Investment Prospectus Exemptions. Comment period ends May 28, 2014.
||Model Provincial Rule - Derivatives: Customer Clearing and Protection of Customer Collateral and Positions Comment period expires March 19, 2014.
||Proposed Model Provincial Rule on Mandatory Central Counterparty Clearing of Derivatives Comment Period ends March 19, 2014.
|Notice and Request for Comment – NI 31-103/31-109/52-107 and Related Policies and Forms
||Proposed Amendments to NI 31-103, NI 33-109, NI 52-107 and to Related Policies and Forms. Comment Period ends March 5, 2014.
Oversight Review Report of the MFDA Issued April 15, 2013
21/09/2012, updated by NSSC Staff