What’s New

Media Releases

11/04/2014 Commission Issued Permanent Cease Trade Order
10/04/2014 Derivatives Trade Reporting Implementation Date to be Extended
07/04/2014 Canadian securities regulators advance mutual fund fees review with request for research proposals
27/03/2014 Commission Issues Cease Trade Order Against Halifax Company
26/03/2014 Canadian securities regulators propose pre-sale delivery of Fund Facts for mutual funds

Commission Notices

03/04/2014 Statement of Mandate 2014 – 2015

Policies

Rules


Blanket Orders

22/04/2014 BO 45-523 – CEDIFs and Promotional Materials

Commission Orders

28/03/2014 Brigus Gold Corp.
27/03/2014 The Investment Dealers Association of Canada and the Investment Industry Regulatory Organization of Canada

Director’s Orders

CSA Notices

Notice and Request for Comment – NI 81-101 – POS Implementation of Stage 3 of Point of Sale Disclosure for Mutual Funds - Point of Sale Delivery of Fund Facts Comment period ends May 26, 2014.
CSA 45-314 Consolidated List of Current CSA Exempt Market Initiatives
Notice and Request for Comment – MI 45-108 Proposed Multilateral Instrument 45-108 Crowdfunding and Blanket Orders on the Start-Up Crowdfunding Prospectus and Registration Exemption. Comment period ends June 18, 2014.
CSA 45-313 Prospectus Exemption for Distributions to Existing Security Holders
Notice and Request for Comment – NI 45-106 Proposed Amendments to NI 45-106 Relating to the Accredited Investor and Maximum Amount Investment Prospectus Exemptions. Comment period ends May 28, 2014.

Enforcement

Lyndon Horace Hibbert and HWL Healthy Wealthy Living Inc.
Ralph MacDermott and A.C.T. Associated Capital Traders
Soil Ecology Investment Group Ltd.
DOUGLAS G. RUDOLPH, PETER A.D. MILL, CFG*CN Ltd. (also known as CANGLOBE FINANCIAL GROUP), AND CANGLOBE INTERNATIONAL CAPITAL INC. (2013/2014)

Investors

Oversight Review Report of the MFDA Issued April 15, 2013



21/09/2012, updated by NSSC Staff   

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